Benjamin Joseph Scharff
Professional Summary
Benjamin Joseph Scharff, who also goes by Benjamin J Scharff, is a registered financial advisor currently at GM SECURITIES, LLC located in Milwaukee, Wisconsin. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1996. Benjamin has worked at 3 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin J Scharff
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
GM SECURITIES, LLC | MINOT PARTNERS, LLC
Contact Information
Main Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202Mailing Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202Phone Number
(414) 278-1120Established
Wisconsin since 06/28/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/2/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Dec 2013About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2013About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Benjamin Joseph Scharff's CRS (Customer Relationship Summary).
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