Michael E. Winemiller
Professional summary
Michael Eugene Winemiller, who also goes by Michael E Winemiller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Collierville, Tennessee and CETERA WEALTH SERVICES, LLC located in Collierville, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Eugene Winemiller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
August 24, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
August 23, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
August 20, 2021 - August 23, 2021
AVANTAX ADVISORY SERVICES
September 15, 2015 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
August 31, 2015 - August 23, 2021
BBVA SECURITIES INC.
November 18, 2013 - August 24, 2015
FIRST HORIZON ADVISORS, INC.
November 18, 2013 - August 24, 2015
FIRST HORIZON ADVISORS, INC.
July 2, 2012 - November 22, 2013
TRUIST INVESTMENT SERVICES, INC.
July 2, 2012 - November 22, 2013
TRUIST INVESTMENT SERVICES, INC.
January 3, 2011 - July 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - July 18, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
February 29, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 9, 2005 - February 21, 2008
TRUIST INVESTMENT SERVICES, INC.
August 9, 2005 - February 21, 2008
TRUIST INVESTMENT SERVICES, INC.
January 4, 2005 - July 29, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 3, 2005 - July 29, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 8, 2004 - January 10, 2005
NCF FINANCIAL SERVICES, INC.
September 30, 2002 - January 10, 2005
NCF FINANCIAL SERVICES, INC.
May 5, 1999 - September 30, 2002
INVEST FINANCIAL CORPORATION
April 29, 1996 - May 6, 1999
METROPOLITAN LIFE INSURANCE COMPANY
April 29, 1996 - May 6, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
