Chikako Kashino

CETERA INVESTMENT ADVISERS

REDONDO BEACH, CA

CRD#: 2738091

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Professional summary

Chikako Kashino, CFP®, who also goes by Chikako Kashino-powell, Chikako Powell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Redondo Beach, California and CETERA WEALTH SERVICES, LLC located in Redondo Beach, California.

Chikako is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Chikako has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chikako Kashino-Powell | Chikako Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chikako Kashino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

REDONDO BEACH, CA

Current

January 22, 2015 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

REDONDO BEACH, CA

Past

January 22, 2015 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

November 26, 2012 - January 2, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

ORANGE, CA

Past

November 19, 2012 - January 2, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

ORANGE, CA

Past

February 25, 2011 - November 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

REDONDO BEACH, CA

Past

February 24, 2011 - November 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

REDONDO BEACH, CA

Past

January 31, 2008 - March 2, 2011

EQUITY SERVICES, INC.

RIA

CRD#: 265

BEVERLY HILLS, CA

Past

January 31, 2008 - March 2, 2011

EQUITY SERVICES, INC.

CRD#: 265

BEVERLY HILLS, CA

Past

April 5, 2005 - January 30, 2008

WADDELL & REED

RIA

CRD#: 866

TORRANCE, CA

Past

April 5, 2005 - January 30, 2008

WADDELL & REED

CRD#: 866

TORRANCE, CA

Past

November 24, 2004 - March 29, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

LOS ANGELES, CA

Past

July 3, 2000 - March 29, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 15, 1996 - August 3, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/22/2015)

IAR

California
(6/29/2023)

New Mexico
(1/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chikako Kashino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chikako Kashino's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

WADDELL & REED

WADDELL & REED

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2004

Series 63

Date: 7/12/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2000

Series 6

Date: 7/12/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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