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CK

Chikako Kashino

CETERA INVESTMENT ADVISERS LLC
REDONDO BEACH, CA
Some features on this profile are disabled
CRD#: 2738091
CK

Professional summary

Chikako Kashino, CFP®, who also goes by Chikako Kashino-powell, Chikako Powell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Redondo Beach, California and CETERA WEALTH SERVICES, LLC located in Redondo Beach, California.

Chikako is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Chikako has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chikako Kashino-Powell | Chikako Powell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/05/2016; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: DBA ADVANCED PLANNING SOLUTIONS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/05/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 35 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 3.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 1436 PLAZA DEL AMO, TORRANCE, CA 90501 NATURE OF BUSINESS: REAL ESTATE START DATE: 04/2019 POSITION/TITLE/RELATIONSHIP: OWNER LESS THAN ONE HOUR PER WEEK, NOT TRADING HOURS. BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chikako Kashino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
REDONDO BEACH, CA
Current

January 22, 2015 - Present

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
REDONDO BEACH, CA
Past

January 22, 2015 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

November 26, 2012 - January 2, 2015

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
ORANGE, CA
Past

November 19, 2012 - January 2, 2015

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
ORANGE, CA
Past

February 25, 2011 - November 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
REDONDO BEACH, CA
Past

February 24, 2011 - November 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
REDONDO BEACH, CA
Past

January 31, 2008 - March 2, 2011

EQUITY SERVICES, INC.

RIA
CRD#: 265
BEVERLY HILLS, CA
Past

January 31, 2008 - March 2, 2011

EQUITY SERVICES, INC.

BD
CRD#: 265
BEVERLY HILLS, CA
Past

April 5, 2005 - January 30, 2008

WADDELL & REED

RIA
CRD#: 866
TORRANCE, CA
Past

April 5, 2005 - January 30, 2008

WADDELL & REED

BD
CRD#: 866
TORRANCE, CA
Past

November 24, 2004 - March 29, 2005

MONY SECURITIES CORPORATION

RIA
CRD#: 4386
LOS ANGELES, CA
Past

July 3, 2000 - March 29, 2005

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

July 15, 1996 - August 3, 2000

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/22/2015)
IAR
California
(6/29/2023)
RR
New Mexico
(1/22/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/12/1996
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Redondo Beach, CA

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