Martin D. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin David Douglas Andrews, who also goes by Martin Daviddouglas Andrews, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1996. Martin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87, Series 55, Series 7, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - September 22, 2015
HEROLD & LANTERN INVESTMENTS, INC.
June 17, 2011 - March 18, 2014
FURTHER LANE SECURITIES, L.P.
November 7, 2003 - April 4, 2011
AURIA SERVICES CORP.
August 22, 1997 - January 12, 1999
SCHRODER & CO. INC.
June 18, 1996 - September 1, 1997
SCHRODER STRUCTURED INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/22/2004
Limited Representative-Equity Trader ExamSeries 17
Date: 6/7/1996
Limited Registered Representative ExaminationCurrent Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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