Alan Kovalsky
Professional Summary
Alan Kovalsky is a registered financial advisor currently at WALLINGTON ASSET MANAGEMENT located in Indianapolis, Indiana. Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Alan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC
Contact Information
Main Address
8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134Phone Number
(317) 575-8670# of Employees
17SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
930AUM (Assets Under Management)
$1,317,647,542Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(10/3/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Alan Kovalsky's CRS (Customer Relationship Summary).
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