Alan Kovalsky

WALLINGTON ASSET MANAGEMENT

Indianapolis, IN 46240-2134

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CRD#: 2737466

Professional summary

Alan Kovalsky is a registered financial advisor currently at WALLINGTON ASSET MANAGEMENT located in Indianapolis, Indiana.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Alan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Kovalsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

WALLINGTON ASSET MANAGEMENT

Office #1: 8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134

RIA

CRD#: 143360

Indianapolis, IN

Past

January 3, 2012 - February 9, 2015

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

INDIANAPOLIS, IN

Past

April 4, 2007 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

INDIANAPOLIS, IN

Past

April 4, 2007 - February 9, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Past

January 21, 2005 - October 6, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

INDIANAPOLIS, IN

Past

January 1, 2005 - October 6, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA

Registered Investment Advisory firm - (3/2/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2004

General Securities Representative Examination

Current Firm

WALLINGTON ASSET MANAGEMENT

WALLINGTON ASSET MANAGEMENT | WALLINGTON ASSET MANAGEMENT, LLC

CRD#: 143360 / SEC#: 801-67613

RIA

Registered Investment Advisory firm - (3/2/2007 Approved)

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Contact information

Main Address

8900 Keystone Crossing Suite 1015, Indianapolis, IN 46240-2134

Mailing Address

Phone number

(317) 575-8670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALLINGTON ASSET MANAGEMENT, LLC ADV PART 2A BROCHURE (7/18/2025)

WALLINGTON ASSET MANAGEMENT, LLC ADV WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	853
AUM (Assets Under Management)	$ 1,151,683,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan Kovalsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Kovalsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WALLINGTON ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2005

SIE

Date: 2/9/2015

Series 7

Date: 12/17/2004

Current Firm

WALLINGTON ASSET MANAGEMENT

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALLINGTON ASSET MANAGEMENT

TRUST BUT VERIFY

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