JK
Jason L. Kleemeier
CETERA INVESTMENT ADVISERS LLC
Winterset, IA 50273
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CRD#: 2737336
JK
Professional summary
Jason Lee Kleemeier, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winterset, Iowa and CETERA WEALTH SERVICES, LLC located in Winterset, Iowa.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: LAKEVIEW COUNTRY CLUB INVESTMENT RELATED: NO ADDRESS: 3724 LAKEVIEW LANE, WINTERSET, IA 50273 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 10/2023 TITLE: TREASURER APX # OF HRS PER WK: 2 APX #OF HRS DURING TRADING HRS: 1 BRIEF DESCRIPTION OF DUTIES: HANDLE THE BOOKKEEPING FOR THE CLUB WHICH INCLUDES KEEPING TRACK OF INCOME AND EXPENSES, PAYING THE BILLS AND KEEPING TRACK OF MEMBERSHIPS; 2. NAME OF OTHER BUSINESS: WINTERSET COMMUNITY CHURCH INVESTMENT RELATED: NO ADDRESS: 113 S. 2ND STREET, WINTERSET, IA 50273 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2006 TITLE: DEACON OF FINANCE APX # OF HRS PER WK: .5 APX #OF HRS DURING TRADING HRS: .5 BRIEF DESCRIPTION OF DUTIES: I PREPARE MONTHLY FINANCIAL REPORTS AND SEND OUT TO THE CHURCH LEADERSHIP. I ALSO RECEIVE COPIES OF THE BANK STATEMENTS AS A CHECKS AND BALANCE FOR THE PEOPLE WHO ARE ALLOWED TO WRITE CHECKS. I AM NOT ALLOWED TO WRITE CHECKS AND I AM NOT A DECISION MAKER ON ANY FINANCIAL DECISION FOR THE CHURCH; 3. NAME OF OTHER BUSINESS: CITY OF WINTERSET PARKS & REC DEPT INVESTMENT RELATED: NO ADDRESS: 124 W. COURT AVENUE, WINTERSET, IA 50273 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 4/2006 TITLE: BOARD MEMBER APX # OF HRS PER WK: 5 APX #OF HRS DURING TRADING HRS: 0 BRIEF DESCRIPTION OF DUTIES: WE MEET MONTHLY TO TALK MAKE DECISIONS FOR THE PARKS AND RECREATION DEPARTMENT; 4. NAME OF OTHER BUSINESS: WINTERSET BOOSTER CLUB INVESTMENT RELATED: NO ADDRESS: 624 HUSKY DRIVE, WINTERSET, IA 50273 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 9/2007 TITLE: BOARD MEMBER APX # OF HRS PER WK: .5 APX #OF HRS DURING TRADING HRS: 0 BRIEF DESCRIPTION OF DUTIES: WE MEET QUARTERLY TO MAKE DECISIONS FOR THE HIGH SCHOOL BOOSTER CLUB. WE ALSO RUN FUNDRAISERS FOR THIS CLUB. I DO NOT HANDLE ANY MONEY FOR THIS CLUB; 5. NAME OF OTHER BUSINESS: CEDAR BRIDGE PROPERTIES INVESTMENT RELATED: NO ADDRESS: 3205 CEDAR BRIDGE ROAD, WINTERSET, IA 50273 NATURE OF BUSINESS: REAL ESTATE START DATE: 3/2023 TITLE: PRESIDENT APX # OF HRS PER WK: .5 APX #OF HRS DURING TRADING HRS: .5 BRIEF DESCRIPTION OF DUTIES: I AM 25% OWNER OF THIS BUSINESS. THE BUSINESS HOLDS JUST ONE PROPERTY AND WE LEASE IT OUT AS A SHORT TERM RENTAL(AIRBNB/VRBO). I COMMUNICATE WITH THE PROPERTY MANAGER AND HANDLE BOOKKEEPING FOR THIS BUSINESS. THE REST OF THE RESPONSIBILITIES FOR THIS BUSINESS; ARE HANDLED EQUALLY BY ALL FOUR OWNERS; 6. NAME OF OTHER BUSINESS: Titan Storage INVESTMENT RELATED: No ADDRESS: 1050 Madison Street, Norwalk, IA 50211 NATURE OF BUSINESS: partnership created to fund the construction and maintenance of a self-storage property START DATE: 4/2006 TITLE: Limited Partner APX # OF HRS PER WK: 0 APX #OF HRS DURING TRADING HRS: 0 BRIEF DESCRIPTION OF DUTIES: Investor; 7. NAME OF OTHER BUSINESS: INTEGRITY FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 9/2009 TITLE: MEMBER APX # OF HRS PER WK: .5 APX #OF HRS DURING TRADING HRS: .5 BRIEF DESCRIPTION OF DUTIES: THE PURPOSE OF THIS ENTITY IS JUST TO HANDLE THE SHARED REAL ESTATE BETWEEN MY BUSINESS AND TWO OTHERS: 8. NAME OF OTHER BUSINESS: KLEEMEIER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 9/2009 TITLE: FINANCIAL PROFESSIONAL APX # OF HRS PER WK: 40 APX #OF HRS DURING TRADING HRS: 40 BRIEF DESCRIPTION OF DUTIES: KLEEMEIER FINANCIAL GROUP IS THE LEGAL NAME OF MY FINANCIAL ADVISOR BUSINESS. I AM THE ONLY ADVISOR AND MAKE ALL OF THE DECISIONS FOR THIS BUSINESS AND DO ALL OF THE WORK INVOLVED WITH BEING AN FINANCIAL ADVISOR. 9. NAME OF OTHER BUSINESS: ONEWEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2012 TITLE: FINANCIAL PROFESSIONAL APX # OF HRS PER WK: 40 APX #OF HRS DURING TRADING HRS: 40 BRIEF DESCRIPTION OF DUTIES: NAME USED TO MARKET.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lee Kleemeier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 13, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 224 E. Hwy 92 Suite B, Winterset, IA 50273RIA
CRD#: 105644
Winterset, IA
Current
August 13, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 224 E Highway 92 Suite B, Winterset, IA 50273BD
CRD#: 13572
Winterset, IA
Past
October 16, 2017 - August 19, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Winterset, IA
Past
October 16, 2017 - August 19, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Winterset, IA
Past
June 4, 2012 - October 16, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
WINTERSET, IA
Past
June 4, 2012 - October 16, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
WINTERSET, IA
Past
October 1, 2009 - June 7, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
WINTERSET, IA
Past
October 1, 2009 - June 7, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WINTERSET, IA
Past
August 3, 2006 - October 14, 2009
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WINTERSET, IA
Past
June 30, 2006 - October 14, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WINTERSET, IA
Past
February 6, 2002 - July 3, 2006
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
WINTERSET, IA
Past
September 14, 1999 - February 7, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
January 26, 1999 - July 26, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 26, 1999 - July 26, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 1, 1996 - June 12, 1996
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2025)
RR
Arizona(8/13/2025)
RR
Arkansas(8/26/2025)
RR
Colorado(8/26/2025)
RR
Florida(8/13/2025)
RR
Illinois(8/13/2025)
RR
Indiana(8/13/2025)
RR
Iowa(8/13/2025)
IAR
Iowa(8/13/2025)
RR
Kansas(8/13/2025)
RR
Minnesota(8/13/2025)
RR
Missouri(9/3/2025)
RR
Nebraska(8/26/2025)
RR
Pennsylvania(9/11/2025)
RR
Tennessee(10/27/2025)
RR
Texas(8/13/2025)
IAR
Texas(8/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Winterset, IA 50273TRUST BUT VERIFY
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