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JK

Jason L. Kleemeier

CETERA INVESTMENT ADVISERS
Winterset, IA 50273
Some features on this profile are disabled
CRD#: 2737336
JK

Professional summary

Jason Lee Kleemeier, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winterset, Iowa and CETERA WEALTH SERVICES, LLC located in Winterset, Iowa.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Kleemeier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

Experience

Current

August 13, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 224 E. Hwy 92 Suite B, Winterset, IA 50273Office #2: 1055 Jordan Creek Parkway Suite 130, West Des Moines, IA 50266
RIA
CRD#: 105644
Winterset, IA
Current

August 13, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 224 E Highway 92 Suite B, Winterset, IA 50273Office #2: 1055 Jordan Creek Parkway Suite 130, West Des Moines, IA 50266
BD
CRD#: 13572
Winterset, IA
Past

October 16, 2017 - August 19, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Winterset, IA
Past

October 16, 2017 - August 19, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Winterset, IA
Past

June 4, 2012 - October 16, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA
CRD#: 16443
WINTERSET, IA
Past

June 4, 2012 - October 16, 2017

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
WINTERSET, IA
Past

October 1, 2009 - June 7, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
WINTERSET, IA
Past

October 1, 2009 - June 7, 2012

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
WINTERSET, IA
Past

August 3, 2006 - October 14, 2009

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
WINTERSET, IA
Past

June 30, 2006 - October 14, 2009

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WINTERSET, IA
Past

February 6, 2002 - July 3, 2006

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
WINTERSET, IA
Past

September 14, 1999 - February 7, 2002

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

January 26, 1999 - July 26, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 26, 1999 - July 26, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 1, 1996 - June 12, 1996

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/13/2025)
RR
Arizona
(8/13/2025)
RR
Arkansas
(8/26/2025)
RR
Colorado
(8/26/2025)
RR
Florida
(8/13/2025)
RR
Illinois
(8/13/2025)
RR
Indiana
(8/13/2025)
RR
Iowa
(8/13/2025)
IAR
Iowa
(8/13/2025)
RR
Kansas
(8/13/2025)
RR
Minnesota
(8/13/2025)
RR
Missouri
(9/3/2025)
RR
Nebraska
(8/26/2025)
RR
Pennsylvania
(9/11/2025)
RR
Tennessee
(10/27/2025)
RR
Texas
(8/13/2025)
IAR
Texas
(8/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/30/1996
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Winterset, IA 50273

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