Joanna L. Depper
Professional summary
Joanna L Depper, who also goes by Joanna Lyn Brickey, Joanna Lyn Depper, Joanna Lyn Depper, Joanna L Depper, Joanna Lyn Griesmann, Joanna Griesmann, Joanna Lyn Huff, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Joanna is registered as a RR (Registered Representative) and started their career in finance in 1996. Joanna has worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joanna L Depper's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262Office #2: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932October 31, 2008 - December 17, 2021
OSAIC SERVICES, INC.
February 29, 2008 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
November 10, 1999 - December 3, 2007
SECURITIES AMERICA, INC.
September 7, 1999 - October 19, 1999
SEIBT FINANCIAL SERVICES, INC
October 13, 1997 - August 4, 1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 21, 1997 - October 8, 1997
MERCANTILE INVESTMENT SERVICES, INC.
November 12, 1996 - June 21, 1997
MARK TWAIN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2022)
(3/11/2022)
(2/17/2022)
(2/17/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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