Pedro E. Boj
Professional summary
Pedro Enrique Boj was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Pedro Enrique Boj, who also goes by Pedro Boj, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 1998. Pedro had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - August 28, 2018
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
December 16, 2011 - August 28, 2018
UBS FINANCIAL SERVICES INC.
March 26, 2007 - December 20, 2011
OFS SECURITIES, INC.
June 11, 2001 - April 2, 2007
CITIGROUP GLOBAL MARKETS INC.
April 24, 1998 - May 24, 2001
SANTANDER SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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