WW
Wayne D. Wagner
WEALTHPLAN INVESTMENT MANAGEMENT
Wilmington, DE 19802
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CRD#: 2736605
WW
Wayne David Wagner JRWEALTHPLAN INVESTMENT MANAGEMENT
Professional summary
Wayne David Wagner JR, who also goes by Wayne D Wagner, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Wilmington, Delaware.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Wayne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
Wayne D Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sovereign Grace Church Marlton Position: Board member Nature: Non Profit Advisory Board member Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 01/01/2016 Address: 111 W Greentree Rd, Marlton NJ 08053 2) N/A POSITION: salesman NATURE: Outside Insurance Sales - Life, DI and LTC INVESTMENT RELATED: No HRS/MONTH: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2019 ADDRESS: 11 Middleton Dr, Wilmington DE 19808 DESCRIPTION: Sale of life insurance, long term care insurance and FIA contracts in connection with the implementation with planning strategies for clients as we provide financial planning services to those clients. 3) N/A POSITION: Owner NATURE: Personal Rental Propery Ownership and Management: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: 808 Way Road, Wilmington, DE 19807 DESCRIPTION: Own and Manage Rental Properties. 4) A BUSINESS CLASS WEALTH VI POSITION: Author NATURE: Publishing a book: A Business Class Wealth Vizion: Financial Planning for Pharmaceutical Executives The book has been approved by SAI and WealthPlan Partner's compliance departments. INVESTMENT RELATED: Yes SECURITIES TRADING HOURS: 5 START DATE: 10/12/2020 ADDRESS: 11 MIDDLETON DR, WILMINGTON DE 19808 DESCRIPTION: Using the book to advertise and market my role as President of Vizionary Wealth Management 5) ALL FOR HIM, LLC POSITION: sole owner NATURE: Solar panel projects and two escape rooms; INVESTMENT RELATED: Yes HRS/MONTH: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2016 ADDRESS: 34 Waterview Dr, Pilesgrove NJ 08098, United States DESCRIPTION: Currently 4 Solar Panel Installations in NJ 6) VIZIONARY PROPERTIES I POSITION: Owner/Operator NATURE: Vizionary Properties I is in place to custody rental properties in vacation areas. INVESTMENT RELATED: Yes HRS/MONTH: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/02/2022 ADDRESS: 34 Waterview Dr, Pilesgrove NJ 08098, United States DESCRIPTION: I am 10% owner and operator of the LLC. I will engage a management company to maintain and rent the properties.The address of the first acquisition is 207 Haven Ave, Ocean City, NJ 08226 7) SnS Mid Atlantic, not investment-related, 808 Way Rd., Wilmington DE 19807, Ice cream sundae business. Owner, Start date: 7/1/26; 1-3 hours per month, not during business hours. Passive Owner 8) 96 Shades, Not investment-related; 1020 W 18th St, Wilmington, DE 19802; Sunglasses sales and gifting; Owner; 09/01/2026; 1-3 hours per month, not during business hours. Passive Owner. 9) VIZIONARY EQUIPMENT LEASING, LLC 1020 W 18th Street, Wilmington DE 19802; Purchasing and leasing large equipment; President; 05/15/2023; 100% ownership; 2-3 hours spent per month on this OBA. 10) KLIRONOMIA VENTURES, LLC 34 Waterview Dr. Pilesgrove, NJ 08098; LLC for Real Estate Purchases, Management. Partner; 05/01/2023; 10% Owner; 2 hours spent per month on this OBA. 11) Envizion More Podcast 1020 W. 18th St, Suite 1 - Wilmington DE 19802; A public podcast that I host and own. The podcast covers everything from investing, business, family and life in general; 100% Owner; 05/06/2024; 20 Hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne David Wagner JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2022 - Present
WEALTHPLAN INVESTMENT MANAGEMENT LLC
Office #1: 1020 W. 18th Street Suite 1, Wilmington, DE 19802RIA
CRD#: 311364
Wilmington, DE
Past
January 10, 2020 - August 17, 2022
WEALTHPLAN PARTNERS
RIA
CRD#: 305026
Willmington, DE
Past
February 16, 2018 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
Wilmington, DE
Past
January 31, 2018 - August 19, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WILMINGTON, DE
Past
October 25, 2000 - February 8, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
WILMINGTON, DE
Past
October 18, 2000 - February 8, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
WILMINGTON, DE
Past
April 25, 1996 - November 16, 2000
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC
CRD#: 311364 / SEC#: 801-120004
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(8/22/2022)
IAR
Texas(10/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC
CRD#: 311364 / SEC#: 801-120004
RIA
Registered Investment Advisory firm - (12/18/2020 Approved)Loading...
Contact information
Main Address
101 S 108th Ave 3rd Floor, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,313 |
| AUM (Assets Under Management) | $ 2,185,239,312 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
