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WW

Wayne D. Wagner

WEALTHPLAN INVESTMENT MANAGEMENT LLC
Wilmington, DE 19802
Some features on this profile are disabled
CRD#: 2736605
WW

Professional summary

Wayne David Wagner JR, who also goes by Wayne D Wagner, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Wilmington, Delaware.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Wayne has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wayne D Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne David Wagner JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2022 - Present

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Office #1: 1020 W. 18th Street Suite 1, Wilmington, DE 19802
RIA
CRD#: 311364
Wilmington, DE
Past

January 10, 2020 - August 17, 2022

WEALTHPLAN PARTNERS

RIA
CRD#: 305026
Willmington, DE
Past

February 16, 2018 - July 10, 2020

WEALTHPLAN PARTNERS

RIA
CRD#: 158935
Wilmington, DE
Past

January 31, 2018 - August 19, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
WILMINGTON, DE
Past

October 25, 2000 - February 8, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
WILMINGTON, DE
Past

October 18, 2000 - February 8, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
WILMINGTON, DE
Past

April 25, 1996 - November 16, 2000

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC

CRD#: 311364 / SEC#: 801-120004

RIA
Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(8/22/2022)
IAR
Texas
(10/19/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/7/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/19/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/19/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/2/2005
General Securities Principal Examination

Current Firm

WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC

CRD#: 311364 / SEC#: 801-120004

RIA
Registered Investment Advisory firm - (12/18/2020 Approved)
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Contact information

Main Address
101 S 108th Ave 3rd Floor, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
34

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (1/5/2026)

Regulatory assets under management

Total Number of Accounts5,313
AUM (Assets Under Management)$ 2,185,239,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364Wilmington, DE 19802

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