Matthew C. Wolf

CLARENDON INSURANCE AGENCY

Waltham, MA 02451

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CRD#: 2736043

Professional summary

Matthew Charles Wolf, who also goes by Matthew Wolf, is a registered financial professional currently at CLARENDON INSURANCE AGENCY, INC. located in Waltham, Massachusetts.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Wolf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Charles Wolf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

CLARENDON INSURANCE AGENCY, INC.

Office #1: 230 3rd Ave 6th Floor, Waltham, MA 02451

CRD#: 7395

Waltham, MA

Past

January 16, 2016 - August 20, 2018

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

January 3, 2012 - December 9, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK CITY, NY

Past

March 8, 2010 - December 8, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

December 4, 2008 - March 4, 2010

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

MIDLOTHIAN, VA

Past

September 27, 2002 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

MIDLOTHIAN, VA

Past

January 1, 2002 - March 4, 2010

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

June 4, 1996 - January 1, 2002

MANULIFE WOOD LOGAN, INC.

CRD#: 19177

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(1/24/2020)

District of Columbia
(7/12/2022)

Maryland
(1/24/2020)

Virginia
(1/24/2020)

West Virginia
(1/24/2020)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CLARENDON INSURANCE AGENCY, INC.

CLARENDON INSURANCE AGENCY, INC. | GEORGE E. MADEN | EMAC TRADING LLC

CRD#: 7395 / SEC#: , 8-21590

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

230 3rd Ave 6th Floor, Waltham, MA 02451

Mailing Address

230 3rd Ave 6th Floor, Waltham, MA 02451

Phone number

(781) 790-8600

Established

Massachusetts since 03/04/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELAWARE LIFE INSURANCE COMPANY	SOLE SHAREHOLDER
BLOOM, MICHAEL SCOTT	DIRECTOR & SECRETARY	5200070
CAREY, ELIZABETH	CHIEF COMPLIANCE OFFICER	4889080
JOSEPH, JAMES	FINANCIAL AND OPERATIONS PRINCIPAL	6576566
LAKE, COLIN C	PRESIDENT AND DIRECTOR	2717313
WANG, FANG LINDA	DIRECTOR	7675208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Wolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Charles Wolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

REALTY CAPITAL SECURITIES, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

MANULIFE WOOD LOGAN, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2002

Series 63

Date: 7/15/1996

SIE

Date: 8/20/2018

Series 7

Date: 12/5/1996

Series 6

Date: 6/3/1996

FINRA

Current Firm

CLARENDON INSURANCE AGENCY, INC.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLARENDON INSURANCE AGENCY, INC.

TRUST BUT VERIFY

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