John B. Daughtridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Belk Daughtridge, who also goes by Belk Daughtridge, J. Belk Daughtridge, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2018 - June 6, 2023
FAMILY ASSET MANAGEMENT, LLC
October 10, 2012 - March 20, 2018
RAYMOND JAMES & ASSOCIATES, INC.
October 10, 2012 - March 20, 2018
RAYMOND JAMES & ASSOCIATES, INC.
June 1, 2009 - October 25, 2012
MORGAN STANLEY
June 1, 2009 - October 25, 2012
MORGAN STANLEY
January 2, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 12, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 30, 1996 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAMILY ASSET MANAGEMENT, LLC
CRD#: 129738 / SEC#: 801-83169
Contact information
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 323,748,302 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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