Adam V. Croll

F/M INVESTMENTS LLC

Washington, DC 20007

Some features on this profile are disabled

CRD#: 2735513

Professional summary

Adam Victor Croll is a registered financial advisor currently at F/M INVESTMENTS LLC located in Washington, District Of Columbia and CREW CAPITAL MANAGEMENT, LTD. located in Washginton, District Of Columbia.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Adam has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

F/m Acceleration, LLC - Washington, DC - 3050 K St. NW, Suite 201, Washington DC 20007 - F/m Acceleration, LLC provides back-office and marketing support for registered investment advisors. Mr. Croll is the Director of Operations and began in June of 2019. F/m Acceleration, LLC takes up approximately 40 hours/week. Mr. Croll provides trading, settlement, execution, and operational support to registered investment advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Victor Croll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2020 - Present

F/M INVESTMENTS LLC

Office #1: 3050 K. St Nw Suite 201, Washington, DC 20007

RIA

CRD#: 304405

Washington, DC

Current

September 17, 2021 - Present

CREW CAPITAL MANAGEMENT, LTD.

Office #1: 3050 K St. Nw, Suite 201, Washginton, DC 20007

RIA

CRD#: 125402

Washginton, DC

Past

February 21, 2019 - June 14, 2019

VESTMARK ADVISORY SOLUTIONS, INC.

RIA

CRD#: 221518

Jsersy City, NJ

Past

January 9, 2017 - January 16, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Bethesda, MD

Past

January 19, 2016 - January 16, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BETHESDA, MD

Past

October 30, 1996 - September 8, 2000

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(1/27/2020)

IAR

Ohio
(8/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/17/1998

National Commodity Futures Examination

Current Firm

F/M INVESTMENTS LLC

F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3050 K. St Nw Suite 201, Washington, DC 20007

Mailing Address

Phone number

(202) 839-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMI FORM ADV PART 2A 03.31.2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,480
AUM (Assets Under Management)	$ 16,899,434,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam V. Croll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Victor Croll's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREW CAPITAL MANAGEMENT, LTD.

VESTMARK ADVISORY SOLUTIONS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

GUGGENHEIM DISTRIBUTORS, LLC

Primary Firm SEC Registration

F/M INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2016

SIE

Date: 1/16/2017

Series 7

Date: 1/19/2016

Series 3

Date: 8/17/1998

Current Firm

F/M INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

F/M INVESTMENTS LLC

TRUST BUT VERIFY

Similar Advisors