Michael E. Abbruzzese
Professional summary
Michael Edward Abbruzzese, who also goes by Michael Edward Abbruzzese, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Abbruzzese's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2023 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017April 7, 2021 - April 18, 2023
CREDIT SUISSE SECURITIES (USA) LLC
August 23, 2012 - February 6, 2019
MORGAN STANLEY & CO. LLC
August 20, 1999 - November 11, 1999
BARCLAYS CAPITAL INC.
August 19, 1999 - August 21, 2012
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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