Carmelo Defranco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmelo Defranco, who also goes by Carl Defranco, was a registered financial professional .
Carmelo is a previously registered financial professional and started their career in finance in 1996. Carmelo had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2017 - December 31, 2019
MILLENNIAL ADVISERS, LLC.
August 21, 2017 - March 5, 2020
ALLIED MILLENNIAL PARTNERS, LLC
February 15, 2017 - August 21, 2017
B. RILEY WEALTH ADVISORS, INC.
October 25, 2006 - August 21, 2017
NATIONAL SECURITIES CORPORATION
May 5, 2005 - October 26, 2006
SYNERGY INVESTMENT GROUP, LLC
March 6, 2002 - April 18, 2005
NATIONAL SECURITIES CORPORATION
October 15, 1998 - February 20, 2002
J.P. TURNER & COMPANY, L.L.C.
February 27, 1998 - October 13, 1998
HD BROUS & CO., INC.
November 19, 1997 - December 24, 1997
MORGAN GRANT CAPITAL CORP.
April 24, 1997 - August 12, 1997
ARGENT SECURITIES, INC.
May 21, 1996 - August 13, 1996
THE THORNWATER COMPANY, L.P.
May 2, 1996 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
Primary Firm SEC Registration
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLENNIAL ADVISERS, LLC.
CRD#: 170847 / SEC#: 801-118627
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
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