Peter Vitale

FRISCH FINANCIAL GROUP

Melville, NY 11747

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CRD#: 2734872

Professional summary

Peter Vitale, who also goes by Peter VItale Jr, Peter Vitale, is a registered financial advisor currently at FRISCH FINANCIAL GROUP, INC. located in Melville, New York.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Peter has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Vitale Jr | Peter Vitale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Vitale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2021 - Present

FRISCH FINANCIAL GROUP, INC.

Office #1: 445 Broad Hollow Road Suite 215, Melville, NY 11747

RIA

CRD#: 126524

Melville, NY

Past

April 23, 2021 - July 22, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

HUNTINGTON STATION, NY

Past

April 23, 2021 - July 22, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

HUNTINGTON STATION, NY

Past

August 24, 2020 - April 1, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LAKE GROVE, NY

Past

June 18, 2020 - March 31, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LAKE GROVE, NY

Past

August 7, 2006 - June 9, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SMITHTOWN, NY

Past

August 1, 2003 - June 9, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

SMITHTOWN, NY

Past

September 10, 1998 - June 9, 2020

TD AMERITRADE, INC.

CRD#: 7870

SMITHTOWN, NY

Past

January 23, 1998 - May 15, 1998

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

August 25, 1997 - September 5, 1997

FOSTER JEFFRIES SECURITIES, LLC

CRD#: 30144

WESTBURY, NY

Past

August 25, 1997 - January 13, 1998

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRISCH FINANCIAL GROUP, INC.

CRD#: 126524 / SEC#: 801-62300

RIA

Registered Investment Advisory firm - (8/21/2003 Approved)

New York

Registered Investment Advisory firm - (9/13/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/14/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/9/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/9/2022

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 7/9/2022

Registered Options Principal Examination

Current Firm

FRISCH FINANCIAL GROUP, INC.

CRD#: 126524 / SEC#: 801-62300

RIA

Registered Investment Advisory firm - (8/21/2003 Approved)

New York

Registered Investment Advisory firm - (9/13/2003 Terminated)

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Contact information

Main Address

445 Broad Hollow Road Suite 215, Melville, NY 11747

Mailing Address

Phone number

(516) 694-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FFG FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,625
AUM (Assets Under Management)	$ 789,658,037

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
10/31/2023	Cover Page	Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter Vitale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Vitale's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

BARRON CHASE SECURITIES, INC.

FOSTER JEFFRIES SECURITIES, LLC

ROYCE INVESTMENT GROUP, INC.

Primary Firm SEC Registration

FRISCH FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2022

Series 66

Date: 7/14/2003

Series 63

Date: 9/15/1997

Series 7TO

Date: 7/9/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/21/1997

Series 10

Date: 7/9/2022

Series 9

Date: 7/9/2022

Series 4

Date: 7/9/2022

Current Firm

FRISCH FINANCIAL GROUP, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FRISCH FINANCIAL GROUP, INC.

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