Brian J. Stephenson

HOLOS INTEGRATED WEALTH

Kennett Square, PA 19348

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CRD#: 2734808

Professional summary

Brian Jeffry Stephenson is a registered financial advisor currently at HOLOS INTEGRATED WEALTH located in Kennett Square, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BKA Private Wealth Consultants; not investment related;244 West Water Street, Suite 200,Elmira,NY 14901;insurance outside GA;1/2016;0 hrs/month;0 hrs during trading; working with this GA for a number of years working on insurance business for our clients 2)Raffa Financial Services, Inc; not investment related;1445 Research Blvd, Suite 340,Rockville,MD 20850;insurance/benefits company;1/2016;0 hrs/month;0 hrs during trading; introduction of services to clients 3) Delta Consulting Partners, LLC; Investment Related; 224 East Street Road, Office B2AB, Kennett Square, PA 19348; Personal Services Company; Member; 1/2018; 0 hrs/month; 0 hrs during trading; services company to receive insurance payments

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jeffry Stephenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

HOLOS INTEGRATED WEALTH

Office #1: 224 East Street Rd. Office B2ab, Kennett Square, PA 19348

RIA

CRD#: 329884

Kennett Square, PA

Past

June 30, 2020 - May 1, 2024

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Kennett Square, PA

Past

June 30, 2020 - December 31, 2023

ARKADIOS CAPITAL

CRD#: 282710

Kennett Square, PA

Past

January 15, 2016 - July 1, 2020

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Exton, PA

Past

January 15, 2016 - July 1, 2020

TRIAD ADVISORS LLC

CRD#: 25803

Exton, PA

Past

May 6, 2009 - January 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYNE, PA

Past

May 1, 2009 - January 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAYNE, PA

Past

June 25, 1997 - May 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLOS INTEGRATED WEALTH

HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC

CRD#: 329884 / SEC#: 801-129668

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/16/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/24/1997

General Securities Representative Examination

Current Firm

HOLOS INTEGRATED WEALTH

HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC

CRD#: 329884 / SEC#: 801-129668

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

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Contact information

Main Address

224 East Street Rd. Office B2ab, Kennett Square, PA 19348

Mailing Address

Phone number

(484) 893-4599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 173,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian J. Stephenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jeffry Stephenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

HOLOS INTEGRATED WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2016

Series 63

Date: 7/7/1997

SIE

Date: 10/1/2018

Series 31

Date: 3/16/2005

Series 7

Date: 6/24/1997

Current Firm

HOLOS INTEGRATED WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLOS INTEGRATED WEALTH

TRUST BUT VERIFY

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