Christopher J. Muro
Professional summary
Christopher James Muro, who also goes by Christopher James Muro, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 15 firms and has passed the Series 63, Series 6TO, Series 57TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Muro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2424 North Federal Highway Suite 400, Boca Raton, FL 33431June 3, 2024 - October 29, 2024
B. RILEY WEALTH MANAGEMENT
August 9, 2021 - January 29, 2025
BLINK SECURITIES LLC
November 17, 2020 - May 31, 2024
NEWBRIDGE SECURITIES CORPORATION
June 4, 2014 - January 15, 2015
SAGETRADER, LLC
May 30, 2013 - June 3, 2014
GREAT POINT CAPITAL LLC
April 12, 2011 - January 29, 2025
CHIMERA SECURITIES, LLC
August 31, 2010 - November 23, 2010
LIGHTSPEED TRADING, LLC
May 18, 2005 - August 16, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 12, 2005 - May 25, 2005
LIGHTSPEED PROFESSIONAL TRADING LLC
September 22, 2000 - October 2, 2000
WILLIAM SCOTT & CO. L.L.C.
March 25, 1999 - November 29, 1999
PREFERRED SECURITIES GROUP, INC.
January 19, 1999 - March 31, 1999
BELL INVESTMENT GROUP, INC.
June 12, 1998 - January 25, 1999
METROPOLITAN LIFE INSURANCE COMPANY
June 12, 1998 - January 25, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2025)
(1/29/2025)
(1/29/2025)
Exams
Series 6TO
Date: 1/29/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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Company Information
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046Boca Raton, FL 33431TRUST BUT VERIFY
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