Alimohammed Agboatwalla

WILLIAM O'NEIL SECURITIES

NEW YORK, NY 10017

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CRD#: 2734578

Professional summary

Alimohammed Agboatwalla, who also goes by Ali M Agboatwalla, Ali Agboatwalla, Alimohammed Mushtaq Agboatwalla, Alimohammed M Agboatwalla, is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in New York, New York.

Alimohammed is registered as a RR (Registered Representative) and started their career in finance in 1996. Alimohammed has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

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Aliases

Ali M Agboatwalla | Ali Agboatwalla | Alimohammed Mushtaq Agboatwalla | Alimohammed M Agboatwalla

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alimohammed Agboatwalla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

WILLIAM O'NEIL SECURITIES

Office #1: 485 Lexington Avenue 30th Floor Suite 3015, New York, NY 10017

CRD#: 894

NEW YORK, NY

Past

January 30, 2024 - August 29, 2025

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

September 5, 2022 - October 27, 2023

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

September 1, 2020 - June 1, 2022

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

January 17, 2020 - August 4, 2020

IMPERIAL CAPITAL, LLC

CRD#: 43744

NEW YORK, NY

Past

June 21, 2019 - January 16, 2020

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

March 23, 2012 - July 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 11, 2011 - December 16, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

April 13, 2009 - September 1, 2010

TD ARRANGED SERVICES LLC

CRD#: 122529

NEW YORK, NY

Past

May 19, 2000 - April 15, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 1, 1998 - January 5, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 29, 1996 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/7/2025)

Alaska
(10/10/2025)

Arizona
(10/8/2025)

Arkansas
(9/16/2025)

California
(9/19/2025)

Colorado
(10/8/2025)

Connecticut
(11/10/2025)

Delaware
(10/8/2025)

District of Columbia
(10/15/2025)

Florida
(9/22/2025)

Georgia
(11/3/2025)

Hawaii
(10/16/2025)

Idaho
(9/17/2025)

Illinois
(11/3/2025)

Indiana
(10/8/2025)

Iowa
(10/8/2025)

Kansas
(10/7/2025)

Kentucky
(10/9/2025)

Louisiana
(10/7/2025)

Maine
(10/8/2025)

Maryland
(10/10/2025)

Massachusetts
(10/15/2025)

Michigan
(10/8/2025)

Minnesota
(10/8/2025)

Mississippi
(9/9/2025)

Missouri
(9/15/2025)

Nebraska
(9/9/2025)

Nevada
(10/8/2025)

New Hampshire
(10/8/2025)

New Jersey
(10/8/2025)

New Mexico
(10/8/2025)

New York
(10/7/2025)

North Carolina
(10/8/2025)

Ohio
(9/10/2025)

Oklahoma
(10/8/2025)

Oregon
(10/9/2025)

Pennsylvania
(9/22/2025)

Rhode Island
(10/8/2025)

South Carolina
(10/7/2025)

South Dakota
(10/8/2025)

Tennessee
(10/8/2025)

Texas
(9/10/2025)

Utah
(9/9/2025)

Vermont
(10/7/2025)

Virginia
(10/9/2025)

Washington
(10/8/2025)

West Virginia
(10/9/2025)

Wisconsin
(9/10/2025)

Wyoming
(10/9/2025)

Exams

State Security Law Exam

Series 63

Date: 5/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 7/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/22/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 10/6/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/15/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/27/2013

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

CRD#: 894 / SEC#: , 8-11763

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Mailing Address

211 Congress Street 5th Floor Suite B, Boston, MA, 02110

Phone number

(617) 936-8584

Established

California since 11/07/1963

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
O'NEIL CAPITAL MANAGEMENT INC.	PARENT COMPANY
ACHEKIAN, TRO	FINANCE MANAGER, FINOP	7864191
JANNETTA, GREGORY SAMUEL	CHIEF EXECUTIVE OFFICER	2557823
MASOTTI, ALEXANDER VICTOR	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	6375390

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alimohammed Agboatwalla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alimohammed Agboatwalla's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

MAXIM GROUP LLC

MIZUHO SECURITIES USA LLC

IMPERIAL CAPITAL, LLC

OLD CITY SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RBC CAPITAL MARKETS, LLC

TD ARRANGED SERVICES LLC

MORGAN STANLEY & CO. LLC

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 7/3/2017

Series 55

Date: 1/22/2002

Series 3

Date: 10/6/2000

Series 7

Date: 4/15/1996

Series 24

Date: 11/27/2013

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILLIAM O'NEIL SECURITIES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILLIAM O'NEIL SECURITIES

TRUST BUT VERIFY

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