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Kristian Robert Tomasulo

STONEHAVEN
NEW YORK, NY
·CRD# 2734541·15 years experience

Professional Summary

Kristian Robert Tomasulo, who also goes by Kris Tomasulo, is a registered financial advisor currently at STONEHAVEN, LLC located in New York, New York. Kristian is registered as a RR (Registered Representative) and started their career in finance in 1999. Kristian has worked at 12 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kris Tomasulo

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

STONEHAVEN, LLC·CRD# 118913
BD
600 Fifth Avenue Second Floor, New York, NY 10020
November 14, 2025 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
December 4, 2024 - November 12, 2025
UMERGENCE LLC·CRD# 284368
BD
Plantsville, CT
April 18, 2023 - November 21, 2024
GT SECURITIES, INC.·CRD# 116012
BD
Los Angeles, CA
January 31, 2023 - April 12, 2023
THE VERTICAL GROUP·CRD# 104353
BD
Red Bank, NJ
July 26, 2022 - January 26, 2023
BTIG, LLC·CRD# 122225
BD
New York, NY
December 4, 2019 - November 22, 2021
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
November 29, 2018 - December 5, 2019
LAIDLAW & COMPANY (UK) LTD.·CRD# 119037
BD
New York, NY
March 31, 2015 - September 16, 2016
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
New York, NY
October 2, 2014 - March 24, 2015
MERUS CAPITAL PARTNERS, LLC·CRD# 158884
BD
New York, NY
January 23, 2013 - October 18, 2013
DEMATTEO RESEARCH LLC·CRD# 43741
BD
New York, NY
October 22, 2002 - March 6, 2003
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
July 12, 2002 - October 11, 2002
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
May 19, 1999 - May 15, 2000

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Current Firm

SL
STONEHAVEN, LLC

STONEHAVEN, LLC

CRD#: 118913 / SEC#: 8-53699
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Phone Number

(917) 349-7050

Established

Delaware since 10/12/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC—
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(11/14/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2018About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kristian Robert Tomasulo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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