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KT

Kristian R. Tomasulo

STONEHAVEN
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2734541
KT

Professional summary

Kristian Robert Tomasulo, who also goes by Kris Tomasulo, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Kristian is registered as a RR (Registered Representative) and started their career in finance in 1999. Kristian has worked at 12 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kris Tomasulo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristian Robert Tomasulo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2025 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

December 4, 2024 - November 12, 2025

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

April 18, 2023 - November 21, 2024

UMERGENCE LLC

BD
CRD#: 284368
PLANTSVILLE, CT
Past

January 31, 2023 - April 12, 2023

GT SECURITIES, INC.

BD
CRD#: 116012
LOS ANGELES, CA
Past

July 26, 2022 - January 26, 2023

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

December 4, 2019 - November 22, 2021

BTIG, LLC

BD
CRD#: 122225
New York, NY
Past

November 29, 2018 - December 5, 2019

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

March 31, 2015 - September 16, 2016

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY
Past

October 2, 2014 - March 24, 2015

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

January 23, 2013 - October 18, 2013

MERUS CAPITAL PARTNERS, LLC

BD
CRD#: 158884
NEW YORK, NY
Past

October 22, 2002 - March 6, 2003

DEMATTEO RESEARCH LLC

BD
CRD#: 43741
NEW YORK, NY
Past

July 12, 2002 - October 11, 2002

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

May 19, 1999 - May 15, 2000

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/11/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/29/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/22/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEHAVEN, LLC

CRD#: 118913New York, NY 10020

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