Craig J. Faggen
Professional summary
Craig Jeffrey Faggen, who also goes by Craig Faggen, is a registered financial professional currently at TRITON PACIFIC SECURITIES, LLC located in El Segundo, California.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Jeffrey Faggen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2006 - Present
TRITON PACIFIC SECURITIES, LLC
Office #1: 2301 Rosecrans Avenue Suite 4170, El Segundo, CA 90245November 20, 1996 - December 4, 2006
TRITON PACIFIC CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRITON PACIFIC SECURITIES, LLC
CRD#: 139919 / SEC#: , 8-67262
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAGGEN, CRAIG JEFFREY | OWNER | 2734508 |
| BRAVIN, MICHAEL A | CCO/COMPLIANCE OFFICER | |
| BUEHLER, BRIAN DAVID | PRESIDENT/CEO | 3059422 |
| CARROLL, MICHAEL LOUIS | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5282521 |
| TRITON PACIFIC CAPITAL PARTNERS, LLC. | MANAGING MEMBER | |
| TRITON PACIFIC GROUP, INC. | MANAGING MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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