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Tyber Arinn Lesjack

CRD# 2734445·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Tyber is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tyber Arinn Lesjack was a registered financial advisor. Tyber was a previously registered financial professional and started their career in finance 1998 - 2012. Tyber had worked at 3 firms and has passed the Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

LOYAL3 SECURITIES INC.·CRD# 6380
BD
San Francisco, CA
October 28, 2011 - May 14, 2012
NATIXIS DISTRIBUTION, LLC·CRD# 34754
BD
Boston, MA
October 11, 2008 - September 3, 2010
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
San Francisco, CA
March 23, 1998 - September 25, 2008

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Current Firm

LS
LOYAL3 SECURITIES INC.

LOYAL3 SECURITIES INC. | MERRIMACK VALLEY INVESTMENT, INC.

CRD#: 6380 / SEC#: 8-17277
BD
Terminated by SEC on 09/01/2017

Contact Information

Established

Massachusetts since 07/17/1972

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LOYAL3 HOLDINGS INCOWNER—
BLAIS, WILLIAM LDIRECTOR1825214
SCHMIDT, DANA ELIZABETHCCO1397060
TU, KIM BCHIEF FINANCIAL OFFICER/FINOP2047262
TU, KIM BPRESIDENT2047262
WEISS, ROBIN LISADIRECTOR2754881

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2001About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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