Kevin M. Marsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Marsh, CIMA®, who also goes by Kevin M Marsh, Kevin Marsh, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2025 - May 14, 2025
LIONSOUL GLOBAL ADVISORS
November 14, 2023 - February 13, 2024
QUASAR DISTRIBUTORS, LLC
August 27, 2015 - January 4, 2023
INVESCO ADVISERS, INC.
September 18, 2006 - January 4, 2023
INVESCO DISTRIBUTORS, INC.
April 26, 2005 - September 18, 2006
ALPS DISTRIBUTORS, INC.
February 24, 2000 - February 17, 2005
FIDELITY BROKERAGE SERVICES LLC
April 25, 1996 - June 5, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LIONSOUL GLOBAL ADVISORS
CRD#: 324883 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 41,467,165 |
Red Flags
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