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MM

Marcia V. Moore

SESLIA SECURITIES
St. Thomas, VI 00802
Some features on this profile are disabled
CRD#: 2733531
MM

Professional summary


Marcia Vera Moore, who also goes by Marcia V Moore-smith, Marcia Vera Moore-smith, Marcia Vera Mooresmith, Marcia Smith, Sha Smith, is a registered financial advisor currently at SESLIA SECURITIES located in St. Thomas, .

Marcia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Marcia has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Marcia V Moore-Smith | Marcia Vera Moore-Smith | Marcia Vera Mooresmith | Marcia Smith | Sha Smith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Marcia Vera Moore's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 15, 2022 - Present

SESLIA SECURITIES

Office #1: 2107 Crystal Gade #7a, St. Thomas, VI 00802
RIA
CRD#: 30624
St. Thomas, VI
Past

June 17, 2019 - August 15, 2019

SESLIA SECURITIES

RIA
CRD#: 30624
ST. THOMAS, VI
Past

January 14, 2002 - June 25, 2019

SESLIA SECURITIES

BD
CRD#: 30624
ST. THOMAS, VI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virgin Islands
(3/15/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/14/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SS
SESLIA SECURITIES
DBA SESLIA SECURITIES | SESLIA VIRGIN ISLANDS SECURITIES, LLC | SESLIA VIRGIN ISLANDS SECURITIES, INC. | SESLIA VIRGIN ISLANDS SECURITIES LLC | SESLIA SECURITIES

CRD#: 30624 / SEC#: 801-58144, 8-45039

RIA
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (4/28/2021 Approved)
Maryland
Registered Investment Advisory firm - SEC (10/20/2022 Approved)
Virgin Islands
Registered Investment Advisory firm - SEC (4/14/2021 Approved)
BD
Terminated by SEC on 09/09/2019
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Contact information


Main Address
2107 Crystal Gade #7a, St. Thomas, VI 00802
Mailing Address
Phone number
(340) 776-0677
Established
Virgin Islands since 01/02/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
2

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
SESLIA & COMPANYMANAGING MEMBER
MOORHEAD, JOSEPH SHELLEYSECRETARY2267511
MOORHEAD, JUSTIN LESLIEDIRECTOR/INDIVIDUAL MEMBER/ CHIEF COMPLIANCE OFFICER1510448

Regulatory assets under management


Total Number of Accounts591
AUM (Assets Under Management)$ 42,779,154

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SESLIA SECURITIES

CRD#: 30624St. Thomas, VI 00802

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