Vincent F. Brascia
Professional summary
Vincent Frank Brascia JR, CFP® is a registered financial advisor currently at BRASCIA INVESTMENT MANAGEMENT, INC. located in Mission Viejo, California.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vincent has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Frank Brascia JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2003 - Present
BRASCIA INVESTMENT MANAGEMENT, INC.
November 26, 1996 - June 30, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1996 - October 5, 1996
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2003)
Exams
Current Firm
BRASCIA INVESTMENT MANAGEMENT, INC.
CRD#: 113505 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 37,100,000 |
Red Flags
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