Anne S. Vani-obey
Professional summary
Anne Sowo Vani-obey, who also goes by Anne S Vani, Anne S Vaniobey, Anne S Vani-obey, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1996. Anne has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Sowo Vani-obey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2023 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484December 2, 2021 - December 6, 2022
EMPOWER FINANCIAL SERVICES, INC.
January 31, 2001 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 9, 1998 - June 14, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
May 10, 1996 - October 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2023)
Exams
Series 7TO
Date: 12/2/2021
General Securities Representative ExaminationFINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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