Howard L. Nifoussi
Professional summary
Howard Louis Nifoussi is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York and GRIFFIN CAPITAL SECURITIES, LLC located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1996. Howard has worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Louis Nifoussi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2021 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701July 31, 2023 - Present
GRIFFIN CAPITAL SECURITIES, LLC
Office #1: 9 West 57th Street, New York, NY 10019-2701June 29, 2009 - March 16, 2021
GOLDMAN SACHS & CO. LLC
June 1, 2009 - June 26, 2009
MORGAN STANLEY
January 8, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 27, 1998 - December 19, 2000
LADENBURG THALMANN & CO. INC.
May 3, 1996 - October 30, 1998
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
GRIFFIN CAPITAL SECURITIES, LLC
CRD#: 37739 / SEC#: , 8-47891
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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