JK
John J. Kersey
VOYA INVESTMENT MANAGEMENT CO. LLC
WARMINSTER, PA
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CRD#: 2732887
JK
Professional summary
John Joseph Kersey is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Warminster, Pennsylvania and VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY WITH TWO UNITS/ NON-INVESTMENT RELATED / PHILADELPHIA, PA / SOLE PROPRIETOR / START DATE: 9/2002 / 2 HOURS PER MONTH DEVOTED TO THIS PROPERTY / 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Kersey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2013 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
WARMINSTER, PA
Current
June 3, 2013 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: 200 Park Avenue, New York, NY 10169BD
CRD#: 37886
NEW YORK, NY
Past
February 22, 2012 - March 15, 2013
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
February 17, 2010 - December 7, 2011
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ROSELAND, NJ
Past
February 25, 2005 - February 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
January 24, 2005 - February 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
March 16, 1998 - December 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
April 15, 1996 - April 22, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/11/2021)
RR
Alaska(5/11/2021)
IAR
Alaska(5/11/2021)
RR
Arizona(5/11/2021)
IAR
Arizona(5/25/2021)
RR
Arkansas(5/11/2021)
RR
California(5/11/2021)
RR
Colorado(5/11/2021)
RR
Connecticut(4/24/2017)
IAR
Connecticut(4/24/2017)
RR
Delaware(7/18/2018)
IAR
Delaware(7/18/2018)
RR
District of Columbia(4/26/2021)
IAR
District of Columbia(5/4/2021)
RR
Florida(5/11/2021)
RR
Georgia(5/11/2021)
IAR
Georgia(5/12/2021)
RR
Hawaii(5/11/2021)
RR
Idaho(5/11/2021)
RR
Illinois(5/11/2021)
IAR
Illinois(5/19/2021)
RR
Indiana(5/11/2021)
IAR
Indiana(5/12/2021)
RR
Iowa(5/11/2021)
RR
Kansas(5/11/2021)
RR
Kentucky(5/11/2021)
IAR
Kentucky(5/12/2021)
RR
Louisiana(5/11/2021)
IAR
Louisiana(5/12/2021)
RR
Maine(4/24/2017)
IAR
Maine(4/24/2017)
RR
Maryland(5/11/2021)
RR
Massachusetts(4/24/2017)
IAR
Massachusetts(5/15/2017)
RR
Michigan(5/11/2021)
RR
Minnesota(5/11/2021)
RR
Mississippi(5/11/2021)
RR
Missouri(5/11/2021)
RR
Montana(5/11/2021)
RR
Nebraska(5/11/2021)
RR
Nevada(5/11/2021)
RR
New Hampshire(4/24/2017)
IAR
New Hampshire(4/24/2017)
RR
New Jersey(6/3/2013)
IAR
New Jersey(2/20/2015)
RR
New Mexico(5/11/2021)
IAR
New Mexico(5/12/2021)
RR
New York(6/3/2013)
RR
North Carolina(5/11/2021)
RR
North Dakota(5/11/2021)
IAR
North Dakota(5/17/2021)
RR
Ohio(5/11/2021)
RR
Oklahoma(5/11/2021)
IAR
Oklahoma(5/12/2021)
RR
Oregon(5/11/2021)
RR
Pennsylvania(6/3/2013)
IAR
Pennsylvania(6/5/2013)
RR
Puerto Rico(5/11/2021)
RR
Rhode Island(4/24/2017)
IAR
Rhode Island(4/24/2017)
RR
South Carolina(5/11/2021)
IAR
South Carolina(5/13/2021)
RR
South Dakota(5/11/2021)
RR
Tennessee(5/11/2021)
RR
Texas(5/11/2021)
IAR
Texas(5/11/2021)
RR
Utah(5/11/2021)
RR
Vermont(4/24/2017)
IAR
Vermont(5/4/2017)
RR
Virgin Islands(5/11/2021)
RR
Virginia(4/26/2021)
IAR
Virginia(4/27/2021)
RR
Washington(5/11/2021)
RR
West Virginia(5/11/2021)
RR
Wisconsin(5/11/2021)
RR
Wyoming(5/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
