Doran E. Laidlaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doran Edward Laidlaw was a registered financial professional .
Doran is a previously registered financial professional and started their career in finance in 1996. Doran had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2004 - December 31, 2016
QUEST CAPITAL STRATEGIES, INC.
April 2, 2002 - December 31, 2003
WESTERN INTERNATIONAL SECURITIES, INC.
November 5, 2001 - March 27, 2002
INTERFIRST CAPITAL CORPORATION
July 19, 2001 - November 9, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
May 10, 1996 - June 6, 2001
PACIFIC GENESIS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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