Jeffrey F. Thompson
Professional summary
Jeffrey Francis Thompson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jeffrey had worked at 11 firms, which includes JFTHOMPSON WEALTH MANAGEMENT, ARBOR WEALTH MANAGEMENT LLC, REGAL INVESTMENT ADVISORS LLC, RESOURCE HORIZONS INVESTMENT ADVISORY INC., RESOURCE HORIZONS GROUP LLC, CADARET GRANT & CO. INC., SECURITIES AMERICA ADVISORS INC., SECURITIES AMERICA INC., SUNAMERICA SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, PFS INVESTMENTS INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
May 5, 2016 - December 31, 2018
JFTHOMPSON WEALTH MANAGEMENT
August 10, 2015 - February 7, 2017
ARBOR WEALTH MANAGEMENT, LLC
April 12, 2011 - February 7, 2017
REGAL INVESTMENT ADVISORS LLC
August 12, 2009 - April 7, 2011
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
August 3, 2009 - April 7, 2011
RESOURCE HORIZONS GROUP LLC
July 15, 2008 - July 6, 2009
CADARET, GRANT & CO., INC.
July 3, 2008 - July 6, 2009
CADARET, GRANT & CO., INC.
June 26, 2004 - August 2, 2008
SECURITIES AMERICA ADVISORS, INC.
June 8, 2004 - August 2, 2008
SECURITIES AMERICA, INC.
May 9, 2002 - June 17, 2004
SUNAMERICA SECURITIES, INC.
February 14, 2002 - June 17, 2004
SUNAMERICA SECURITIES, INC.
March 12, 2001 - January 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 1996 - August 25, 2000
PFS INVESTMENTS INC.
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Current Firm
JFTHOMPSON WEALTH MANAGEMENT
CRD#: 282751 / SEC#:
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