Joao H. Korngold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joao Henrique Korngold was a registered financial professional .
Joao is a previously registered financial professional and started their career in finance in 1996. Joao had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2020 - July 25, 2024
TORINO CAPITAL LLC
June 25, 2019 - July 13, 2020
PLANNER SECURITIES LLC
July 12, 2018 - February 1, 2019
GLOBAL FRONTERA MARKETS INC.
December 12, 2014 - May 14, 2018
CANTOR FITZGERALD & CO.
October 18, 2012 - February 26, 2014
BNY MELLON CAPITAL MARKETS, LLC
June 27, 2000 - October 5, 2012
SANTANDER INVESTMENT SECURITIES INC.
May 9, 1996 - January 12, 2001
BOZANO, SIMONSEN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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