Marc H. Shapiro

PALISADE CAPITAL MANAGEMENT, LP

Fort Lee, NJ 07024-7102

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CRD#: 2732099

Professional summary

Marc Howard Shapiro, who also goes by Marc H Shapiro, Marc Shapiro, is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Marc has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc H Shapiro | Marc Shapiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Howard Shapiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2013 - Present

PALISADE CAPITAL MANAGEMENT, LP

Office #1: 1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

RIA

CRD#: 104581

Fort Lee, NJ

Past

March 3, 2004 - November 9, 2007

PALISADE CAPITAL SECURITIES, L.L.C.

CRD#: 37579

FORT LEE, NJ

Past

June 21, 1999 - March 19, 2004

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

August 13, 1997 - November 30, 1998

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

April 22, 1996 - July 22, 1997

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1996

General Securities Representative Examination

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

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Contact information

Main Address

1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

Mailing Address

Phone number

(201) 585-7733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,412
AUM (Assets Under Management)	$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc H. Shapiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Howard Shapiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALISADE CAPITAL SECURITIES, L.L.C.

RAYMOND JAMES & ASSOCIATES, INC.

SCHRODER & CO. INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

PALISADE CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2013

Series 63

Date: 6/6/1996

Series 7

Date: 4/19/1996

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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