KB
Kenneth E. Broman
AMERITAS ADVISORY SERVICES
Lincoln, NE 68516
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CRD#: 2731754
KB
Professional summary
Kenneth Eric Broman is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Lincoln, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Lincoln, Nebraska.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL IQ; SAME AS BRANCH; INV REL; INSURANCE; OWNER/PRESIDENT; START DATE=01/2004; HRS/MO=40; TRADING HRS/MO=25; DBA FOR INSURANCE SERVICES * CENTRAL FINANCIAL SERVICES; SAME AS BRANCH; INV REL; INSURANCE AGENCY; CAREER AGENT; START DATE=08/2006; HRS/MO=40; TRADING HRS/MO=25; OFFER COMPREHENSIVE FINANCIAL SOLUTIONS * UNIVERSITY OF NEBRASKA LINCOLN; 1240 R ST, LINCOLN NE; NON-INV REL; UNIVERSITY LEVEL INSTRUCTION; ADJUNCT INSTRUCTOR; START DATE=08/2012; HRS/MO=12; TRADING HRS/MO=0; CO-INSTRUCTING "PERSONAL FINANCIAL 260" * Broman, LLC; same as residence; non-inv rel; food truck for hire; Owner; start date=05/2019; hrs/mo=5; trading hrs/mo=0; assist with the scheduling of events and oversee the finances that our Accountant will manage * NAIFA Nebraska; PO BOX 24133, Omaha NE 68124; inv rel; association for insurance and financial professionals offering education and advocacy for members; Member; start date=01/2010; hrs/mo=2; trading hrs/mo=2; attending member * 12877 N 70th Farm; same as residence; non-inv rel; real estate has 17 tillable acres that is cash rented; Owner; start date=12/2021; hrs/mo=0; trading hrs/mo=0; joint owner with my wife * Ameritas Wealth Advisors; same as branch; inv-rel; Conduct financial services that include investment advisory, retirement income planning, insurance planning and other services related to comprehensive planning; Investment Advisor; start date=10/2022; hrs/mo=100; trading hrs/mo=100; serving as Investment Advisor and insurance sales * Envision Wealth Network; inv rel; same as branch; Financial Services; Investment Advisor Representative; start date=03/2023; hrs/mo=120; trading hrs/mo=120; serving as an investment advisor
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Eric Broman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 6355 S 56th St, Lincoln, NE 68516Office #2: 8055 O St Ste S125, Lincoln, NE 68510RIA
CRD#: 317245
Lincoln, NE
Current
September 5, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 6355 S 56th St, Lincoln, NE 68516Office #2: 8055 O St Ste S125, Lincoln, NE 68510BD
CRD#: 14869
Lincoln, NE
Past
September 18, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
February 17, 2006 - September 8, 2006
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LINCOLN, NE
Past
May 16, 2005 - September 8, 2006
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LINCOLN, NE
Past
January 21, 2004 - May 17, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
March 9, 2001 - January 14, 2004
NELNET CAPITAL LLC
BD
CRD#: 104050
LINCOLN, NE
Past
May 1, 1998 - March 12, 2001
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
April 11, 1996 - May 7, 1998
SMITH HAYES FINANCIAL SERVICES CORPORATION
BD
CRD#: 17059
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2019)
RR
Arizona(11/16/2012)
RR
California(6/28/2019)
RR
Colorado(1/14/2014)
RR
Connecticut(7/1/2019)
RR
Florida(10/15/2014)
RR
Idaho(6/28/2019)
RR
Illinois(7/17/2019)
RR
Indiana(7/3/2019)
RR
Iowa(1/3/2012)
RR
Kansas(1/3/2012)
RR
Maryland(7/2/2019)
RR
Michigan(7/2/2019)
RR
Missouri(9/2/2010)
RR
Nebraska(9/5/2006)
IAR
Nebraska(11/1/2021)
RR
New York(7/1/2019)
RR
North Carolina(7/2/2019)
RR
North Dakota(7/8/2019)
RR
Oklahoma(7/1/2019)
RR
Oregon(7/1/2019)
RR
South Carolina(7/12/2019)
RR
South Dakota(7/8/2019)
RR
Texas(7/1/2019)
IAR
Texas(11/1/2021)
RR
Washington(6/28/2019)
RR
Wisconsin(7/2/2019)
RR
Wyoming(7/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
