Ira F. Jersey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Frederick Jersey JR., who also goes by Ira Frederick Jersery Jr, Ira Frederick Jersey Jr, Ira Frederick Jersey, was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1996. Ira had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2015 - March 8, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 29, 2010 - August 3, 2015
CREDIT SUISSE SECURITIES (USA) LLC
March 18, 2009 - April 23, 2010
RBC CAPITAL MARKETS, LLC
April 28, 2003 - April 3, 2009
CREDIT SUISSE SECURITIES (USA) LLC
May 10, 1996 - September 21, 1998
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
