Shannon T. Loughery

BLACKRIDGE ASSET MANAGEMENT

North Bend, WA

Some features on this profile are disabled

CRD#: 2731436

Professional summary

Shannon Teresa Loughery, who also goes by Shannon Mahoney, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in North Bend, Washington and PEAK BROKERAGE SERVICES, LLC located in North Bend, Washington.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Shannon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Mahoney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Entity: Blackridge Asset Management; Business Activity: Investment Advisory; Address: Northbend, WA; Duties of Position: Investing; Title: Investment Advisor; Start Date: 1998; Approx. # of hours per month spent on activity: 16; Approx. # of hours spent during trading hours: 4 2) Business Entity: Shannon Loughery; Business Activity: FIA, LTC, Life; Address: Northbend, WA; Duties of Position: Sell Insurance; Title: Agent; Start Date: 1995; Approx. # of hours per month on activity: 12; Approx. # of hours spent during trading hours: 3 3) DBA - Shannon Asset Management - Financial Planning, investing 4) Business Entity: Pampered Chef; Business Entity: Pampered Chef; Address: North Bend, WA; Duties of Position: Host online party; Title: Host/rep; Start Date: 2/14; Approx. # of hours per month spent on activity: less than 1; Approx. # of hours spent during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Teresa Loughery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2021 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

North Bend, WA

Current

January 13, 2021 - Present

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

North Bend, WA

Past

May 15, 2002 - October 8, 2020

FSIC

CRD#: 37813

NORTH BEND, WA

Past

June 15, 2000 - May 15, 2002

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

Past

September 19, 1997 - July 27, 2021

SCS SYSTEMS, INC.

RIA

CRD#: 111839

NORTH BEND, WA

Past

May 21, 1997 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

May 13, 1996 - December 6, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/22/2021)

California
(1/14/2021)

Idaho
(2/10/2021)

Montana
(3/12/2021)

Nevada
(2/11/2021)

Ohio
(1/13/2021)

Washington
(2/12/2021)

IAR

Washington
(6/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/10/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shannon T. Loughery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Teresa Loughery's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

FSIC

METROPOLITAN INVESTMENT SECURITIES, INC.

SCS SYSTEMS, INC.

PACIFIC HARBOR SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/1997

Series 63

Date: 4/4/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/1/1997

Series 6

Date: 5/10/1996

Series 24

Date: 6/9/1998

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors