Vincent J. Sica
Professional summary
Vincent James Sica, who also goes by VIncent J Sica, Vincent James Sica, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Staten Island, New York and STATE FARM VP MANAGEMENT CORP. located in Upr Montclair, New Jersey.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Vincent has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent James Sica's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 131 New Dorp Lane, Staten Island, NY 10306July 29, 2025 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 248 Lorraine Avenue, #12, Upr Montclair, NJ 07043March 11, 2025 - April 22, 2025
SANTANDER SECURITIES LLC
March 11, 2025 - April 22, 2025
SANTANDER SECURITIES LLC
April 25, 2022 - March 12, 2025
EDWARD JONES
April 25, 2022 - March 12, 2025
EDWARD JONES
December 5, 2012 - April 20, 2021
TD AMERITRADE, INC.
November 16, 2012 - April 20, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 4, 2010 - April 20, 2021
TD AMERITRADE, INC.
April 18, 2007 - July 20, 2010
E*TRADE SECURITIES LLC
May 7, 1998 - December 4, 2006
TD AMERITRADE, INC.
May 23, 1997 - June 20, 1997
MORGAN, TAYLOR & ASSOCIATES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2025)
(8/29/2025)
(7/29/2025)
(8/29/2025)
(9/9/2025)
(9/10/2025)
Exams
Series 6TO
Date: 7/29/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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