Timothy David Lyons
Professional Summary
Timothy David Lyons is a registered financial advisor currently at CAVU SECURITIES LLC located in Red Bank, New Jersey. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC
Contact Information
Main Address
331 Newman Springs Rd Suite 320, Red Bank, NJ 07701Mailing Address
331 Newman Springs Rd Suite 320, Red Bank, NJ 07701Phone Number
(212) 916-3840Established
Delaware since 08/02/2010Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/13/2021)
(2/12/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Dec 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Dec 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy David Lyons's CRS (Customer Relationship Summary).
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