Timothy D. Lyons
Professional summary
Timothy David Lyons is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy David Lyons's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2021 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017March 19, 2004 - April 16, 2004
ROSENTHAL GLOBAL SECURITIES LLC
May 1, 1996 - December 21, 1998
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2021)
(2/12/2021)
Exams
Series 52TO
Date: 12/21/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 12/9/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/12/2020
General Securities Representative ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
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