Jonathan E. Kaleto
Professional summary
Jonathan Eric Kaleto, who also goes by Jonathan E Kaleto, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Shelby Township, Michigan.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1996. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Eric Kaleto's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2023 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 49479 Van Dyke Ave., Shelby Township, MI 48317November 29, 2017 - February 27, 2023
LPL FINANCIAL LLC
January 21, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
April 5, 2011 - February 6, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 14, 2004 - April 6, 2011
ALLSTATE FINANCIAL SERVICES, LLC
April 3, 2000 - November 14, 2003
LASALLE FINANCIAL SERVICES, INC.
June 14, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 14, 1996 - April 11, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2023)
(2/16/2023)
Exams
FINRA
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Shelby Township, MI 48317TRUST BUT VERIFY
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