Adam H. Selkin

DAWSON JAMES SECURITIES

Boca Raton, FL 33432

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CRD#: 2730691

Professional summary

Adam Harrison Selkin, who also goes by Adam H Selkin, is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Adam is registered as a RR (Registered Representative) and started their career in finance in 1996. Adam has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adam H Selkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Harrison Selkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432

CRD#: 130645

Boca Raton, FL

Past

March 13, 2008 - December 7, 2016

CHARDAN CAPITAL MARKETS LLC

CRD#: 120128

NEW YORK, NY

Past

January 25, 2006 - March 25, 2008

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

November 25, 2002 - January 18, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MOUNT KISCO, NY

Past

August 27, 1997 - November 26, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

February 14, 1997 - September 8, 1997

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

October 29, 1996 - February 4, 1997

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

April 12, 1996 - July 25, 1996

MONITOR INVESTMENT GROUP, INC.

CRD#: 31007

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/28/2025)

New York
(7/31/2025)

Exams

State Security Law Exam

Series 63

Date: 6/25/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/17/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/4/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/11/1996

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Mailing Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Phone number

(561) 391-5555

Established

Florida since 07/30/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARK FINANCIAL SERVICES, INC.	OWNER
DORFMAN, JENNIFER	CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER	3009328
KEYSER, ROBERT DAWSON JR.	CEO	1291503
STICE, HAROLD EUGENE	CHIEF FINANCIAL OFFICER/FINOP	1349210

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam H. Selkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adam Harrison Selkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARDAN CAPITAL MARKETS LLC

CANACCORD GENUITY SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

MEYERS POLLOCK ROBBINS, INC.

LEGEND MERCHANT GROUP, INC.

MONITOR INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2025

Series 7TO

Date: 6/17/2025

SIE

Date: 6/4/2025

Series 31

Date: 4/13/2005

Series 7

Date: 4/11/1996

FINRA

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DAWSON JAMES SECURITIES, INC.

TRUST BUT VERIFY

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