GW
Glenn C. Wiggle
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT
Williamsville, NY 14221
Some features on this profile are disabled
CRD#: 2730675
GW
Professional summary
Glenn Charles Wiggle JR, who also goes by Glenn Charles Jr Wiggle, is a registered financial advisor currently at INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC located in Williamsville, New York and PEAK BROKERAGE SERVICES, LLC located in Williamsville, New York.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Glenn has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53, Series 51, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glenn Charles Jr Wiggle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent Solutions Welath Management Llc (Corp); Officer; Active Owner; 30% Time Spent; 33% Ownership; Cont. Term 2)Financial Guys Llc; Insurance; Radioshow, Advertising Sales, Financial Services; Agent; Active Owner; 50% Time Spent; 50% Ownership; Cont. Term 3) Neiman Funds Management, Llc; Ria Advisor To Mutual Fund - Neiman Large Cap Value Fund; Director; Active Owner; 17% Time Spent; 16.34% Owner; Continuous Term; Comp Varies 4) The Financial Guys Insurance, Llc; Co-Owner/Partner. Duties: Limited Operational Involvement. Start Date: 6/1/17. Approximate Hours Spent On Activity Per Month: 2 Approximate Hours Spent On Activity Per Month During Trading Hours: 0 5) 305 Sprindrift LLC; Ownership Of Building Through LLC; Co-Owner; Start Date: 4.1.18; Approximate Number Of Hours Spent on Activity Per Month: 2 Hours. 6) Company Name: TFG Insurance/TFG Florida Insurance; Type of Outside Business Activity: P&C ; Position: Manager; Duties of Position: Marketing Director; Start Date: 09/30/2020; Approximate # of hours per month spent: 20; Approximate # of hours spent during trading hours: 1 7) Business entity: The Financial Guys Media; Business Activity: Media/Marketing
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Charles Wiggle JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2015 - Present
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221Office #2: 11770 U.s. Highway One Suite 205, Palm Beach Gardens, FL 33408RIA
CRD#: 144733
Williamsville, NY
Current
September 1, 2015 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 305 Spindrift Drive, Williamsville, NY 14221Office #2: 3445 Winton Place Suite 119 - 120, Rochester, NY 14623Office #3: 601 Heritage Drive Suite 147, Jupiter, FL 33458Office #4: 140 Intercoastal Pointe Drive Ste 404, Jupiter, FL 33477BD
CRD#: 157045
Williamsville, NY
Past
May 19, 2016 - January 29, 2020
BLACKRIDGE ASSET MANAGEMENT, LLC
RIA
CRD#: 277085
Jupiter, FL
Past
February 28, 2013 - September 3, 2015
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
WILLIAMSVILLE, NY
Past
January 7, 2000 - September 3, 2015
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
WILLIAMSVILLE, NY
Past
June 27, 1997 - January 18, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
April 17, 1996 - June 26, 1997
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2015)
RR
Arizona(9/18/2015)
RR
California(9/1/2015)
RR
Connecticut(9/4/2015)
RR
Delaware(4/12/2018)
RR
Florida(9/18/2015)
IAR
Florida(9/22/2015)
RR
Georgia(9/18/2015)
RR
Illinois(9/28/2015)
RR
Indiana(9/21/2015)
RR
Iowa(9/21/2015)
RR
Kansas(9/8/2015)
RR
Kentucky(11/17/2023)
RR
Louisiana(9/18/2015)
IAR
Louisiana(10/5/2015)
RR
Maine(9/18/2015)
RR
Maryland(9/23/2015)
RR
Michigan(9/4/2015)
RR
Missouri(9/8/2015)
RR
Nebraska(9/3/2015)
RR
Nevada(9/21/2015)
RR
New Jersey(9/21/2015)
RR
New York(9/18/2015)
IAR
New York(6/21/2021)
RR
North Carolina(9/10/2015)
RR
North Dakota(4/12/2018)
RR
Ohio(9/3/2015)
RR
Pennsylvania(9/4/2015)
RR
Rhode Island(9/2/2015)
RR
South Carolina(9/29/2015)
RR
Tennessee(8/25/2016)
IAR
Texas(9/3/2015)
RR
Texas(9/4/2015)
RR
Vermont(4/16/2018)
RR
Virginia(9/4/2015)
RR
Washington(9/18/2015)
RR
Wisconsin(9/28/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733 / SEC#: 801-69708
RIA
Registered Investment Advisory firm - (11/10/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
305 Spindrift Drive, Williamsville, NY 14221
Mailing Address
Phone number
(716) 568-8566
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,427 |
| AUM (Assets Under Management) | $ 1,226,210,629 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
CRD#: 144733Williamsville, NY 14221TRUST BUT VERIFY
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