Jody J. Passen
Professional summary
Jody Jean Passen, who also goes by Jody Jean Ackerman, Jody Jean Passen, Jody Jean Wlodarski, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.
Jody is registered as a RR (Registered Representative) and started their career in finance in 1996. Jody has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jody Jean Passen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2023 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746May 2, 2023 - September 6, 2023
NEWPORT GROUP SECURITIES, INC.
May 12, 2021 - April 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 3, 2015 - February 18, 2021
JOHN HANCOCK DISTRIBUTORS LLC
April 30, 2007 - September 22, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
February 23, 2007 - August 7, 2015
PRINCIPAL SECURITIES, INC.
January 29, 2007 - August 7, 2015
PRINCIPAL SECURITIES, INC.
February 1, 2003 - January 10, 2007
TRANSAMERICA INVESTORS SECURITIES, LLC
October 28, 2002 - February 1, 2003
TRANSAMERICA SECURITIES SALES CORPORATION
April 24, 2001 - October 3, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 12, 2001 - April 23, 2001
JPMORGAN DISTRIBUTION SERVICES, INC.
April 2, 1999 - December 31, 2000
VICTORY CAPITAL SERVICES, INC.
June 8, 1998 - February 15, 1999
BANC ONE SECURITIES CORPORATION
July 3, 1996 - May 4, 1998
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2023)
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(9/6/2023)
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Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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Company Information
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478Lake Mary, FL 32746TRUST BUT VERIFY
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