Jonathan P. Matthews
Professional summary
Jonathan P Matthews, who also goes by Jonathan Paul Matthews, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Chicago, Illinois and NATIONAL FINANCIAL SERVICES LLC located in Chicago, Illinois.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1996. Jonathan has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan P Matthews's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 1998 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 233 South Wacker Drive Suite 4850, Chicago, IL 60606August 8, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 233 South Wacker Drive Suite 4850, Chicago, IL 60606March 26, 1998 - October 27, 1998
HIMCO DISTRIBUTION SERVICES COMPANY
May 7, 1996 - July 7, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2003)
Exams
Series 6TO
Date: 8/8/2025
Investment Company Products/Variable Contracts Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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