AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BM

Brian A. Mullins

MPWM ADVISORY SOLUTIONS LLC
Oak Ridge, TN 37830
Some features on this profile are disabled
CRD#: 2729906
BM

Professional summary

Brian Ashley Mullins is a registered financial advisor currently at MPWM ADVISORY SOLUTIONS LLC located in Oak Ridge, Tennessee and LPL FINANCIAL LLC located in Oak Ridge, Tennessee.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Ashley Mullins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2021 - Present

MPWM ADVISORY SOLUTIONS LLC

Office #1: 300 Tyler Rd, Oak Ridge, TN 37830
RIA
CRD#: 169885
Oak Ridge, TN
Current

June 12, 2014 - Present

LPL FINANCIAL LLC

Office #1: 300 Tyler Rd, Oak Ridge, TN 37830
RIA
BD
CRD#: 6413
Oak Ridge, TN
Past

June 16, 2014 - January 11, 2021

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
OAK RIDGE, TN
Past

May 16, 2012 - June 16, 2014

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
OAK RIDGE, TN
Past

May 16, 2012 - June 16, 2014

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
OAK RIDGE, TN
Past

October 4, 2005 - May 17, 2012

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
OAK RIDGE, TN
Past

January 2, 2001 - May 17, 2012

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
OAK RIDGE, TN
Past

February 7, 1997 - December 15, 2000

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
SAN ANTONIO, TX
Past

May 3, 1996 - January 3, 1997

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MOMENTUM WEALTH ADVISORS | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS

CRD#: 169885 / SEC#: 801-78961

RIA
Registered Investment Advisory firm - (1/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/28/2015)
RR
Connecticut
(10/2/2019)
RR
Florida
(12/19/2024)
RR
Georgia
(6/8/2017)
RR
Indiana
(6/27/2014)
RR
Kentucky
(6/12/2014)
RR
North Carolina
(8/31/2015)
RR
Ohio
(10/6/2016)
RR
Pennsylvania
(3/14/2024)
RR
South Carolina
(5/23/2018)
RR
Tennessee
(6/12/2014)
IAR
Tennessee
(1/12/2021)
RR
Virginia
(4/26/2018)
RR
Washington
(11/28/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/29/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MPWM ADVISORY SOLUTIONS LLC
ABBOTT ADVISORS, INC | THE TRUSTED ADVISOR | NAVIGATE FINANCIAL | NAVIGATE DIVORCE PLANNING | MULLINS WEALTH MANAGEMENT | MPWM ADVISORY SOLUTIONS LLC | MOMENTUM WEALTH ADVISORS | MAYER, STEVEN J | MAYER PRIVATE WEALTH MANAGEMENT | MANHATTAN WEALTH MANAGEMENT GROUP | CAPSTONE FINANCIAL ADVISORS | CAPSTONE BENEFITS ADVISORS

CRD#: 169885 / SEC#: 801-78961

RIA
Registered Investment Advisory firm - (1/2/2014 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009
Mailing Address
Phone number
(678) 566-4001
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A PLUS WRAP BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts653
AUM (Assets Under Management)$ 320,546,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MPWM ADVISORY SOLUTIONS LLC

CRD#: 169885Oak Ridge, TN 37830

TRUST BUT VERIFY

Monitor Brian Mullins

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Kyle Kaleiluakiliopu Fukuchi
Kyle FukuchiAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Farmington, UT
Louis Joseph Czerwinski
Louis CzerwinskiAdvisorCheck Check Mark
PKS ADVISORY SERVICES, LLC
IAR
RR
Southington, CT
Douglas Kelly
Douglas KellyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Latham, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.