Paul David Muller
CFP®Professional Summary
Paul David Muller, CFP® is a registered financial advisor currently at VISION RETIREMENT located in Ridgewood, New Jersey and LPL FINANCIAL LLC located in Ridgewood, New Jersey. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Insurance Planning
- Comprehensive Financial Planning
- Estate Planning
- Retirement Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
THE LANZA FINANCIAL GROUP | VISION RETIREMENT, LLC | VISION RETIREMENT
Contact Information
Main Address
171 East Ridgewood Avenue Suite 205, Ridgewood, NJ 07450Phone Number
(201) 447-2212# of Employees
13SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,965AUM (Assets Under Management)
$633,740,217Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
THE LANZA FINANCIAL GROUP | VISION RETIREMENT, LLC | VISION RETIREMENT
State Registrations and Notice Filings
(5/15/2006)
(9/9/2013)
(5/15/2006)
(3/21/2019)
(2/29/2012)
(1/8/2010)
(5/9/2006)
(1/10/2023)
(3/7/2013)
(5/9/2006)
(5/3/2007)
(4/13/2022)
(5/15/2006)
(4/13/2022)
(4/10/2006)
(11/25/2014)
(4/2/2018)
(4/10/2006)
(4/1/2022)
(5/15/2006)
(5/9/2006)
(4/13/2022)
(5/9/2006)
(9/8/2022)
(1/27/2021)
(6/19/2018)
(5/9/2006)
(4/12/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Paul David Muller's CRS (Customer Relationship Summary).
Services Offered by Paul
- Investment Planning
- Insurance Planning
- Comprehensive Financial Planning
- Estate Planning
- Retirement Planning
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