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MG

Murray Gans

HEROLD & LANTERN INVESTMENTS
Tinton Falls, NJ 07724
Some features on this profile are disabled
CRD#: 2729526
MG

Professional summary

Murray Gans, who also goes by Moshe Gans, Moshe Murray, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Tinton Falls, New Jersey.

Murray is registered as a RR (Registered Representative) and started their career in finance in 1996. Murray has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Moshe Gans | Moshe Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Murray Gans's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2007 - Present

HEROLD & LANTERN INVESTMENTS, INC.

Office #1: 788 Shrewsbury Avenue Suite 2239 And 2237, Tinton Falls, NJ 07724
BD
CRD#: 30996
Tinton Falls, NJ
Past

March 14, 2006 - January 11, 2007

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
NEW YORK, NY
Past

December 2, 2002 - January 11, 2007

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

June 3, 1996 - December 4, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/16/2007)
RR
Georgia
(7/3/2019)
RR
Illinois
(1/4/2007)
RR
Massachusetts
(2/16/2007)
RR
Michigan
(1/4/2007)
RR
New Jersey
(1/4/2007)
RR
New York
(1/4/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/13/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/6/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/18/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

H&
HEROLD & LANTERN INVESTMENTS, INC.
HEROLD & LANTERN INVESTMENTS, INC. | LANTERN INVESTMENTS, INC.

CRD#: 30996 / SEC#: , 8-45285

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Mailing Address
35 Pinelawn Road Suite 101e, Melville, NY 11747
Phone number
(631) 454-2000
Established
Delaware since 08/28/1992
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PERCHERON ASSET MANAGEMENT GROUP, INC.OWNER
HEROLD, LAWRENCE STEPHENCHIEF OPERATING OFFICER/FINOP870531
LANTON, KEITH MICHAELPRESIDENT1703378
SHEFTEL, WENDY DIANECHIEF COMPLIANCE OFFICER2300282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEROLD & LANTERN INVESTMENTS, INC.

CRD#: 30996Tinton Falls, NJ 07724

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