Kenneth M. Etter
Professional summary
Kenneth Matthew Etter, CFP®, who also goes by Matt Etter, Matthew Etter, is a registered financial advisor currently at SIGNET FINANCIAL MANAGEMENT, LLC located in Chapel Hill, North Carolina.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kenneth has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Matthew Etter's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2014 - Present
SIGNET FINANCIAL MANAGEMENT, LLC
January 17, 2013 - March 31, 2014
SIGNET MANAGEMENT USA, LLC
January 19, 2010 - November 8, 2012
THE BURNEY COMPANY
June 25, 1996 - December 19, 2002
CHARLES SCHWAB & CO., INC.
June 21, 1996 - December 19, 2002
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2014)
(1/5/2021)
Exams
Series 8
Date: 1/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
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