Lambert N. Carabitses
Professional summary
Lambert Nicholas Carabitses, who also goes by Bert Carabitses, Lambert Carabitses, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Greenville, Rhode Island.
Lambert is registered as a RR (Registered Representative) and started their career in finance in 1996. Lambert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lambert Nicholas Carabitses's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 559 Putnam Pike, Greenville, RI 02828-2131December 14, 1999 - October 1, 2010
FIDELITY DISTRIBUTORS COMPANY LLC
May 4, 1999 - November 15, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
October 15, 1996 - November 2, 1998
FORESIDE FUNDS DISTRIBUTORS LLC
April 10, 1996 - July 16, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 10, 1996 - July 16, 1996
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2011)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Greenville, RI 02828-2131TRUST BUT VERIFY
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