Edward W. Babula
Professional summary
Edward Wladyslaw Babula, who also goes by Ed Wladyslaw Babula, Eddie Wladyslaw Babula, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Martinsville, New Jersey and NYLIFE SECURITIES LLC located in New York, New York.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Wladyslaw Babula's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2007 - Present
EAGLE STRATEGIES LLC
Office #2: 51 Madison Avenue, New York, NY 10010October 26, 2006 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010January 24, 2005 - October 26, 2006
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
December 15, 2004 - October 26, 2006
NYLIFE DISTRIBUTORS LLC
March 2, 1999 - November 1, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 1, 1998 - December 18, 1998
PRUCO SECURITIES, LLC.
November 12, 1997 - June 12, 1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 30, 1996 - August 1, 1996
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
