Albert W. Pezone
Professional summary
Albert William Pezone is a registered financial professional currently at GP NURMENKARI INC. located in Norwalk, Connecticut.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1996. Albert has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert William Pezone's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2010 - Present
GP NURMENKARI INC.
Office #1: 22 Elizabeth Street Suite 1j, Norwalk, CT 06854Office #2: 22 Elizabeth Street, Sono Square Suite 1j, Norwalk, CT 06854May 30, 2006 - December 5, 2008
PACTOLUS RIVER, LLC
March 2, 2006 - June 23, 2006
CORNETTE, CHRISTOPHER
March 2, 2006 - September 15, 2008
TD PRIME SERVICES LLC
July 1, 2005 - March 8, 2006
FIMAT PREFERRED LLC
April 13, 2005 - July 1, 2005
PREFERREDTRADE, INC.
June 4, 2004 - April 13, 2005
LABRANCHE FINANCIAL SERVICES, LLC
March 15, 2004 - April 12, 2005
AMERIVEST PARTNERS, LLC
June 11, 2003 - March 12, 2004
SCHONFELD SECURITIES, LLC
April 4, 1996 - March 21, 2003
KNIGHT CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2011)
(10/24/2011)
(9/19/2011)
(9/9/2011)
(5/24/2011)
(11/4/2011)
(10/24/2011)
(10/26/2010)
(8/1/2023)
(4/14/2016)
(4/21/2020)
(6/18/2013)
(4/14/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/23/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
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