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Shawn Phillip Turner

CRD# 2727278·Registered 1996 - 2023
Previously Registered: Being a previously registered professional could mean that Shawn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shawn Phillip Turner was a registered financial advisor. Shawn was a previously registered financial professional and started their career in finance 1996 - 2023. Shawn had worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PRECISION SECURITIES, LLC·CRD# 103976
BD
Del Mar, CA
January 23, 2001 - November 27, 2023
PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
June 28, 1999 - January 16, 2001
ZA ASSOCIATES, INC.·CRD# 7850
BD
Morristown, NJ
April 9, 1996 - June 28, 1999

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Current Firm

PS
PRECISION SECURITIES, LLC

PRECISION SECURITIES, LLC

CRD#: 103976 / SEC#: 8-52441
BD
Terminated by SEC on 11/24/2023

Contact Information

Established

California since 03/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS, LLCMEMBER—
LIVINGSTON, DOUGLAS WILLIAMCOMPLIANCE OFFICER4020811
MARMORA, CHRISTOPHER PAULFINOP7187188
TURNER, SHAWN PHILLIPPRESIDENT, CCO & AMLCP2727278

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 3 — National Commodity Futures Examination

Passed May 1997About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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